Trading Operations Senior Associate ID - 13219
About the job
Your Role:*
As a senior trading associate you will be responsible for managing the day-to-day operations of the Equity and Options Trading Operations team. This includes building scalable infrastructure and procedures and nurturing/supporting a strong work ethic from yourself and others in-line with Alpaca’s core values of Curiosity, Global Empathy, and Accountability.
Things You Get To Do:*
- Create and improve upon a world class execution platform
- Assist in the Firm’s Best-Execution Program by reviewing post-trade exception reports.
- Review Trade Surveillance reports and take appropriate action to resolve alerts
- Monitor order flow for irregularities
- Timely resolution of client trade escalations
- Create/update policies and procedures as needed
- Reconciliation of firm error and inventory accounts
- Risk monitoring/trading of firm held positions
- Maintain firm GTC order book
- Create and drive new initiatives
- Assist the Director of Trading Operations in the execution of firm objective
Ad Hoc duties and responsibilities as assigned
Who You Are (Must-Haves):*
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FINRA Licences:
- Series 7
- Series 57
- Series 24
- Series 63
- Series 4 (able to get in 6 months)
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Experience with both front and back end processes for trading lifecycle (Equity and Options)
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Experience in SQL (willingness to learn)
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Experience creating and maintaining relationships with executing counterparties
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Experience with order quality evaluations including execution and market manipulation testing
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A leader that has a track record of successful team building and creating growth opportunities for their team members
Who You Might Be (Nice-To-Haves):*
- Prior experience with Financial or FINTech startups
- Prior experience working with international clients